Financial Services

Our core financial regulatory group builds on our wide-ranging financial services expertise and includes practitioners with a deep experience of various financial services sectors. We specialise in advising on UK financial services regulation and on EU legislative developments affecting financial markets.

Pinsent Masons has extensive experience of advising clients in the banking, investment, insurance, stock exchange, private equity and financial services outsourcing sectors. We make applications to, and communicate with, the Financial Services Authority (FSA) to obtain permissions for clients, whether for first time FSA authorisation or for FSA approval for changes to existing businesses. We provide timely, clear and concise compliance advice to financial institutions developing new products or facing new regulations.

We represent listed companies in their dealings with Regulation including investigation of defence of complaints.

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